Sign of the pulsating wave speed for the bistable competition–diffusion system in a periodic habitat
Introduction and main results
This paper is concerned with the speeds of pulsating waves for two-species competition–diffusion systems with bistable structures in periodically varying media. The existence and qualitative properties of pulsating waves have been established recently. In this work, assuming that the two species share the same diffusion rates, we study the sign of wave speeds by comparing the reactions and competitions. We first give a criterion when the speed is zero, and then provide some sufficient conditions ensuring the speed has a strict sign. We also show that the spatial heterogeneity has a significant consequence on the sign and gives rise to some new phenomena. More precisely, the pulsating waves in two opposite directions may have different speeds. Particularly, from the ecological point of view, our result indicates that the invasion of a new species may succeed in one direction but fail in the opposite one. Finally, we show the presence of multiple stationary waves which is in contrast with the uniqueness of non-stationary waves.
In this paper, we study the following competition–diffusion system
1.1
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For each , the diffusion rate is a positive constant, the competition coefficient is positive, of class (with ), and L-periodic for some , that is, for all , and the reaction , is continuous, L-periodic in x, of class in x locally uniformly in s, and of class in s uniformly in x. For each , we also assume the following conditions on :
• (H1)
• ,
• and
-
- is decreasing in
-
- ; furthermore, the kinetic problem
-
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- has a unique positive equilibrium.
Models like (1.1) are usually used to describe the evolution of interaction and diffusion of two competition species in mathematical ecology. A typical example satisfying (H1) is the Lotka–Volterra competition system of type
1.2
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where , , are the growth rates of species, which are assumed be positive, of class and L-periodic. The periodic dependency of (or ) and on the spatial variable x characterizes a typical spatial heterogeneity of environments. Propagation phenomena of scalar reaction–diffusion equations in periodically varying habitats have been extensively investigated earlier (see e.g., [[4], [9]–[11], [15], [29], [37]] and references therein), and taking into account such a spatial heterogeneity in the study of competition–diffsuion system (1.1) has also attracted many recent attentions [[14], [17], [21], [35]].
Under the assumption (H1), it is clear that system (1.1) has a trivial steady state (0, 0) which is unstable, and two semi-trivial steady states (1, 0) and (0, 1). It is also easily checked that (0, 1) and (1, 0) are the only two semi-trivial equilibria of (1.1) (see, e. g. [[5], [21]]). In this paper, we will assume that the competition between the two species u and v is strong, and investigate the pulsating wave of (1.1) connecting (0, 1) and (1, 0) (which is an entire solution of (1.1) describing the transition between the steady states (0, 1) and (1, 0); the precise definition will be recalled later). To make the assumption precisely, let us first introduce some notations. For , denote by the principal eigenvalue of the linear problem
1.3
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We assume that
• (H2)
• for
• .
Clearly, (H2) holds if, in particular, . The assumptions (H1) and (H2) ensure that (1, 0) and (0, 1) are two linearly stable steady states of (1.1) in the space , where
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Indeed, the linearized operators of the elliptic part of (1.1) at the steady states (1, 0) and (0, 1) have a negative eigenvalue; then the stability of (1, 0) and (0, 1) follows directly from Mora's theorem [[31]].
Next, we recall the definition of pulsating waves of (1.1). By a pulsating wave (U, V)(t, x) connecting (1, 0) and (0, 1) in the direction , we mean that it is an entire solution of (1.1) satisfying
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where and the functions , , are L-periodic in the second variable, and satisfy
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with the convergences taking place in the topology of . The constant c(e) is called the speed of the wave and is its direction. An equivalent definition is that (U, V)(t, x) is an entire solution satisfying
1.4
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with as and as . On the other hand, we say that is a stationary pulsating wave in the direction e if it is a classical solution of (1.1) and satisfies
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where all the convergences are understand to be locally uniformly with respect to x. In such a situation, we say that the wave speed is zero.
Since (1, 0) and (0, 1) are two stable steady states of (1.1), there exists at least one steady state in (see e.g., [[19]]). Yet, the spatial heterogeneity may give rise to the presence of multiple steady state in , and this possibility may prevent the existence of pulsating wave connecting the two extreme steady states (1, 0) and (0, 1). On the other hand, if system (1.1) admits a bistable structure between (0, 1) and (1, 0), the existence of pulsating waves has been proved recently [[14], [17], [20], [35]]. More precisely, the bistable structure assumption is stated as follows:
-
(H3) Any steady state
-
- of (1.1) is linearly unstable.
Here, an L-periodic steady state is said to be linearly stable if the linearized operator of the elliptic part of (1.1) around , restricted in the space , has an eigenvalue with a positive real part.
It is worthy to point out that a sufficient condition for the bistable structure (i.e, (H2) and (H3) are satisfied) was provided by Girardin [[21]] in the study of segregation phenomena induced by large competitions. More precisely, the author considered system (1.1) with and being constants and proportional (i.e., is equal to a fixed constant), and obtained the bistable structure for all large when the period L is small. Furthermore, the limit of the wave speed c(e) as as well as its sign were determined in a subsequent paper [[22]]. We also mention that, regardless of the quantities of the competition rates, system (1.1) admits a bistable structure when L is small provided that the homogenized system is of the bistable type. This will be addressed in a future paper [[12]]. In this work, we will provide some other sufficient conditions for the bistable structure (see Theorem 1.5 below).
For clarity, we summarize some known results concerning the existence and qualitative properties of pulsating wave in the following theorem.
Theorem 1.1
Let (H1)–(H2) hold. For each , the following statements hold true:
- If (H3) is satisfied, then system (1.1) admits a pulsating wave connecting (1, 0) and (0, 1) in the direction e.
- The speed c(e) of pulsating wave is unique.
- If there exists a pulsating wave (U, V)(t, x) with speed , then (U, V) is unique up to time shifts, and U(t, x) is increasing (resp. decreasing) in while V(t, x) is decreasing (resp. increasing) in if (resp. ). Furthermore, (U, V) is globally asymptotic stable in the sense that for any satisfying
- 1.5
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- for some small , there exists such that
-
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- where (u, v)(t, x) is the solution of the Cauchy problem of (1.1) with initial data .
We refer to [[14], [21], [35]] for the existence of pulsating waves. The proofs share the same idea in the sense that they transform system (1.1) into a cooperation system, and then apply the abstract theory on the existence of bistable waves developed in [[17]] for monotone semiflows. The uniqueness of waves speeds, and the monotonicity, uniqueness and global stability of non-stationary waves were proved in [[14]] which handled a more general model with the presence of advection term.
In this paper, we are particularly interested in the sign of wave speeds. As a matter of fact, this problem has great biological significance as it decides which species eventually wins the competition. More precisely, given a direction , it is known from Theorem 1.1 (iii) that if , then the species u will be the winner and the species v will go to extinction eventually provided that the initial population density satisfies (1.5). On the other hand, if , the outcome is then contrary to the above.
Let us first mention an important case where the functions , are two positive constants, and the functions , do not depend on x, and satisfy the assumption (H1) and for . It is well known [[8], [20]] that, for this homogeneous equation
1.6
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there exists a unique speed c and a traveling wave such that in for , and , . The front is unique up to shifts, globally asymptotic stable and , are decreasing functions (no matter whether the wave is stationary or not). Moreover, since system (1.6) is invariant under the spatial reflection , the front and the speed c are independent of the direction . The sign of c has been studied in the case where with for . More precisely, when , it is known from [[23], Theorem 1.1] (see also [[24]]) that
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A key ingredient in the proof is the monotone dependence of the speed with respect to the coefficients, that is, c is increasing in and , while it is decreasing in and [[26]]. Therefore, the case when is completely understood. However, when , the situation is much more complicated. Under various restrictions on the coefficients , and , some criteria about the sign of the speed were obtained in [[23]] by using integration arguments, and in [[30]] by the method of sub and supersolutions. The results in [[30]] were also extended to the spatially periodic case recently [[35]]. Yet, the restrictions provided by [[35]] are not easy to check, as they involve the quantities of the principal eigenvalues of some linear operators in the space and the corresponding positive eigenfunctions.
In this work, we focus our attention on the case where , and investigate the sign of wave speeds by comparing the reactions and the competition rates , . It turns out that even in this simple case, the presence of spatial periodicity makes the problem significantly more difficult than in the spatially homogeneous case. We expect that some new phenomena will occur, inspired by the larger complexity of the dynamics in periodic media than in homogeneous media for the following scalar equation
1.7
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where , is L-periodic in x, and . Indeed, it is known from [[11], [15]–[17]] that similar existence, uniqueness and stability results to Theorem 1.1 hold for equation (1.7) provided that it admits a bistable structure in the sense that 0 and 1 are two linearly stable steady states and any L-periodic steady states strictly between 0 and 1 are linearly unstable. On the other hand, in sharp contrast with the results in homogeneous media (see [[2]]), the stationary pulsating waves of (1.7) may be not unique up to L-periodic shifts [[10]], and the wave speeds in two opposite directions may be different [[9]]. We will show that, for our competition model (1.1), similar phenomena will be observed in the spatially periodic media. It should be pointed out that the speed of non-stationary pulsating wave of (1.7) has the same sign as that of [[11], [15]], while there is no such characterization for our competition model. Therefore, it is more challenging to handle system (1.1).
Now, we list the main results of our paper. As mentioned above, we only consider the case where . By rescaling the variables, we may assume without loss of generality that
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and for convenience, we drop the notations and in (1.1). We begin with the following observation.
Proposition 1.2
Let (H1) and (H2) hold. Assume that for each , system (2.1) admits a pulsating wave connecting (1, 0) and (0, 1) with speed c(e). Then, the following statements hold true:
- If and in [0, 1] for all , then ;
- If and in [0, 1] for all , then .
Consequently, if in [0, 1] and , then .
The above proposition partially extends [[23], Theorem 1.1] to the spatially periodic case. Yet, it does not provide any information about when the wave speed is nonzero. This problem is addressed in the following theorem under some stronger conditions.
Theorem 1.3
Let all the assumptions in Proposition 1.2 hold. Assume further that there exist a positive constant and a function , satisfying (H1) (that is, is decreasing in and the problem , has a unique positive equilibrium) such that
1.8
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and that . Then, provided that one of the following conditions holds:
-
is not identically equal to ;
- There exists such that for all ;
- There exists such that for all .
Clearly, by permuting the roles of and and those of and in the above theorem, one obtains .
Theorem 1.3 is proved by constructing a suitable subsolution of (1.1) which forces the species to propagate with a positive speed (see Sect. 3 below). Notice that if and in [0, 1], then (1.1) is reduced to a spatially homogeneous system, and Proposition 1.2 in particular implies that it admits a stationary traveling wave. The extra conditions listed in (a)–(c) are used to exclude this possibility. It is natural to ask whether the condition (b) or (c) can be relaxed by the assumption that is not identically equal to in . In the special case where system (1.1) is of the Lotka–Volterra type (1.2), the answer is affirmative, as stated in the following corollary.
Corollary 1.4
Let (H2) hold for system (1.2). Assume that for any , system (1.2) admits a pulsating wave connecting (1, 0) and (0, 1) with speed c(e). Assume further that there exist two positive constants such that
1.9
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Then, provided that either or in .
On the other hand, for general reactions satisfying (H1), the situation becomes more complicated. Actually, the assumption that in cannot guarantee that the wave speeds are nonzero simultaneously in two opposite directions. The possibility that the speed is nonzero in one direction while it is zero in the opposite direction may happen, as the following theorem shows.
Theorem 1.5
Assume that is a positive constant. There exist functions (L-periodic in x) and (x-independent) satisfying (H1) and for , , such that system (1.1) is of the bistable type in the sense that (H2)–(H3) hold, and that
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where are the pulsating wave speeds of (1.1).
The above theorem in particular implies that the wave speeds in two opposite directions can be different, which means that, due to the spatial heterogeneity, the shape of propagation may be not symmetric.
From the ecological point of view, Theorem 1.5 also describes some new and interesting phenomena: The conclusion means that the species u can invade from right to left successfully and then will be the winner of the competition; On the other hand, u cannot invade from left to right. In the case where the advection exists, such a result can be imagined easily, but what we consider here is the case without the presence of advection term. Furthermore, the conditions represent that u and v have the same abilities of dispersal and competition, and the condition means that the growth rate of u is larger than that of v. Intuitively, the species u can be viewed as a stronger competitor, and it is expected u will win the competition in the sense of propagation eventually. However, Theorem 1.5 shows that the propagation of u from left to right fails. In earlier works on scale reaction–diffusion equations in continuous or discrete media, it is found that the propagation failure (also called wave-block phenomena) can be caused by the small diffusion [[28]], or by the large variation of the diffusion [[36]], or by the slow spatial oscillation of the reaction [[6], [10]]. Theorem 1.5 implies that the propagation failure can appear in the general competition systems, more exactly, it can appear only in one direction.
It is easily checked that if is replaced by , then one reaches a situation where . Moreover, similarly as above, by permuting the roles of and , one can construct examples such that the wave speed is negative in one direction while it is zero in the opposite direction.
Theorem 1.5 is proved by perturbing a homogeneous competition system in the u-component by a non-symmetric periodic function. Similar perturbation idea has been used for the scalar equation (1.7) in [[9]]. Indeed, by adapting the strategy in [[9]], it is also possible to construct examples such that are simultaneously non-positive or non-negative, but they are dramatically different (i.e., can be any non-negative number). As the main issue of this paper is concerned with the sign of wave speeds, this general result is not achieved here. Finally, we point out that the problem whether there exists a possibility such that is a negative number is still unclear. This possibility does not happen in the scalar case (1.7) (see [[9], [11]]). However, the answer for the competition model (1.1) in spatially periodic media is far from clear.
Let us continue to consider the case where is a positive constant. In view of Proposition 1.2 and [[23], Theorem 1.1], it is natural to ask whether the speeds have a strict sign if has a fixed strict sign in (0, 1) for all . Such a result does not hold in general. Actually, once the condition on in (1.8) is violated, the slowly oscillating media will lead to propagation failure in both directions, as stated in the following theorem.
Theorem 1.6
Let be a positive constant. Assume, in addition to (H1), that the functions , are constants, that , and that there exist , in such that
1.10
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Then, there exists such that for any and any , the following system
1.11
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admits two stationary pulsating waves (U, V)(x) and connecting (1, 0) and (0, 1) in the direction e such that (U, V) is not identically equal to up to any lL-periodic shift.
Clearly, for any , any lL-periodic shift of a stationary pulsating wave of (1.11) remains a stationary wave. Theorem 1.6 implies that when l is large, the stationary pulsating waves of (1.11) are not unique up to lL-periodic shifts, which is in contrast with the uniqueness of non-stationary pulsating waves stated in Theorem 1.1 (iii). Moreover, it is known from the uniqueness of wave speeds (Theorem 1.1 (ii)) that, under the assumptions of Theorem 1.6, system (1.11) admits no pulsating wave with nonzero speed for all large l. Let us also mention that the reason of the existence of stationary pulsating waves in the above theorem is different from that of Theorem 1.1 (i). Indeed, since l is large, the media oscillate very slowly, and hence, they are nearly locally homogeneous (see [[10], Theorem 1.7]). The stationary pulsating waves are then obtained by constructing suitable super and subsolutions which makes use of some homogeneous traveling waves, despite whether (1.11) admits a bistable structure is unknown.
Outline of this paper. In Sect. 2, we transform system (1.1) into a cooperation–diffusion system and recall the comparison principle for cooperation systems. This section contains the proof of Proposition 1.2. Section 3 is devoted to the proofs of Theorems 1.3 and 1.5. Part of these proofs shares the same arguments. In Sect. 4, we give the proof of Theorem 1.6 on the existence of multiple stationary pulsating waves.
Preliminaries
In this section, we assume that (H1) and (H2) hold for system (1.1), and construct a pair of sub and supersolutions of (1.1) which will play an important role in showing our main results. At the end of the section, we will give the proof of Proposition 1.2.
For the convenience of using the comparison arguments, let us first transform the competition–diffusion system (1.1) into a cooperation–diffusion system. More precisely, by a change of variables and , and dropping the tilde for convenience, we obtain
2.1
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Cleary, the constant steady states (0, 0), (1, 0) and (0, 1), become (0, 1),
Graph
respectively, and , are two linearly stable steady states of (2.1) in the space . It is also easily seen that, for any , (U, V) is a pulsating wave of (1.1) connecting (1, 0) and (0, 1) with speed c(e) if and only if is a pulsating wave of (2.1) connecting and in the same direction with the same speed.
We define an order relation in by if and for all . We say if but is not identically equal to ; and if and for all .
Definition 2.1
A pair of functions is said to be a supersolution (resp. subsolution) of (2.1) if
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Moreover, a supersolution or a subsolution is said to be strict if it is not a solution.
The following lemma follows from the comparison principle for cooperation systems.
Lemma 2.2
Let (resp. ) be a supersolution (resp. subsolution) of (2.1) with initial data (resp. ). Suppose that either or holds for all . Then, the following statements hold true:
- If , then for any ;
- If , then for any .
Proof
Without loss of generality, we assume that for all , since the other case can be treated similarly. Define
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It is easily checked that
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in . Since and , statement (i) follows directly from the standard comparison principle for cooperation systems (see e.g., [[33]]).
Now, we turn to prove statement (ii). Since , by statement (i) and the strong maximum principle for cooperation systems (see, e.g., [[33], Chapter 3, Theorem 13]), we have
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for all . Next, we claim that in . Assume by contradiction that there exists such that . By the strong maximum principle for cooperation systems again, we have for all . One then infers that for all , (otherwise, by using the strong maximum principle again, one would get that is identically equal to , which would be impossible). This implies that in . Remember that . It then follows that
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in , which is a contradiction with . Thus, we have for all , . Proceeding similarly as above, we can conclude that in . This completes the proof of Lemma 2.2.
To present our sub and supersolutions of (2.1), we need to introduce a few more notations. Recall from (H2) that for , is the principal eigenvalue of (1.3). Let denote the principal eigenvalue of the following problem
2.2
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Since is decreasing in and , it is straightforward to check that for , and hence, . Denote by the positive periodic eigenfunctions with respect to , respectively. Since are unique up to multiplication by a positive constant, for definiteness and later use, we normalize them in a way such that
2.3
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where denotes the -norm in . Let be a nonnegative function satisfying
2.4
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In our discussion below, the direction is fixed, and thus, by a pulsating wave of (2.1), we always mean one which connects and , and moves in the direction e. For convenience, we denote .
Lemma 2.3
Let (U, V)(t, x) be a pulsating wave of (2.1) with speed . There exist , and (which has the sign of c) such that for any and , the pair of functions (resp. ) defined by
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is a supersolution (resp. subsolution) of (2.1).
We point out that, similar super and subsolutions were constructed to show the globally asymptotic stability of traveling waves of the bistable Lotka–Volterra competition systems in various situations (see e.g., [[3], [14], [20], [38]]). In the spatially periodic case, an additional assumption was imposed in [[14]] to ensure that the linearized operators of the elliptic part of system (2.1) at and have a principal eigenvalue with positive eigenfunction in , respectively. Such an assumption is not needed in our proof below.
Proof
We only prove that is a subsolution of (2.1), since the verification of the supersolution part is analogous. Without loss of generality, we assume that (as we will sketch at the end of the proof, the case where can be treated similarly). It follows from Theorem 1.1 that U(t, x) and V(t, x) are increasing in .
Let us first set some notations. Since for each , the function is of class uniformly in , there exists a small constant such that
2.5
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Let be arbitrarily fixed. By the definition of pulsating waves, there exists sufficiently large such that
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Set
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and
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where A and B and are positive constants given by
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and
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Furthermore, we choose a small constant such that
2.6
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Next, for , we define
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For the above , and , we will show that for any , and in . According to Definition 2.1, this immediately implies that is a subsolution of (2.1). We will only show that , as the proof of is similar.
For any , denote
2.7
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Since (U, V)(t, x) is an entire solution of (2.1) and since the functions and are t-independent and L-periodic in x, direct computations give that, for ,
2.8
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where , and are evaluated at , q, , and are evaluated at t, and , and are evaluated at x. We will complete the proof of by considering three cases: (a) ; (b) ; (c) .
In the first case, since (see (2.6)), we have , whence . Then, by our choice of , we have , . Thus,
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for some . Noticing that , that U is increasing in its first variable, and that is the principal eigenvalue of (2.2) with , we have
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Since (remember that and ), by the third inequality of (2.5) and the normalization condition (2.3), it follows that
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Furthermore, since and since , we obtain that for all such that .
Next, we consider the case where . Similarly as above, we have , , and hence, . It follows that
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for some , where is the principal eigenvalue of (1.3) with . Notice that (since , due to (2.6)), and that . It then follows from the first two inequalities of (2.5) that
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Therefore, thanks to , we complete the proof of when .
It remains to consider the values where . In this case, we have , whence by (2.6), . By the choice of the constants A, B and the function satisfying (2.4), we have
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and
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for some . Moreover, it is straightforward to check that
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Then, with the choice of the positive constants and K, it follows from (2.8) that
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for all such that .
Combining the above, we immediately obtain that for all . With similar arguments, we see that for all . Therefore, is a subsolution of (2.1).
Finally, we consider the case where . Let , M, A and B be the positive constants defined above. Since , U(t, x) and V(t, x) are decreasing in , and hence,
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Now, take a negative constant
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and let be a small constant satisfying (2.6) with K replaced by . For any , let q(t) and be the functions given in (2.7) with K replaced by . Since , with the same reasoning as before, one can conclude that for or . Now, in the case where , since , it follows that . Proceeding similarly as above, we have
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As a consequence, we obtain that for all . The verification of is similar.
Combining the above, we can conclude that is a subsolution of (2.1) whenever , and that the constant has the sign of c. As mentioned earlier, the supersolution can be verified similarly. This completes the proof of Lemma 2.3.
As a consequence of Lemma 2.3, we have the following observation.
Lemma 2.4
Assume that (H1)–(H2) hold for the following system
2.9
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Let (U, V) (resp. ) be the pulsating wave of (2.1) (resp. (2.9)) with speed c (resp. ) in the same direction e. If and for all , then .
Proof
Assume by contradiction that . Then, either or . Without loss of generality, we assume that , that is, the wave (U, V)(t, x) is not stationary (the other case can be treated similarly).
Let , and be the constants obtained in Lemma 2.3. Since (U, V) and are, respectively, the pulsating waves of (2.1) and (2.9) connecting and in the same direction, one finds some such that for any ,
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where satisfies (2.4). Since and for all , it is easily checked that is a supersolution of (2.1). On the other hand, the pair of functions provided by Lemma 2.3 is a subsolution of (2.1). Then, since for any , Lemma 2.2 (i) immediately implies that
2.10
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We will derive a contradiction in the case where , as we will sketch below, similar arguments apply to the case where . For each , taking and in (2.10), we have . Since , U(t, x) is increasing in t, and the constant K obtained in Lemma 2.3 is positive. Thanks to the spatial periodicity and the property (1.4), we obtain that for each ,
2.11
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Notice that we have assumed and . It is clear that as , and hence, by the characterization of pulsating wave, we have as . Passing to the limit as in (2.11), we get , which is impossible.
If , then U(t, x) is decreasing in t, and the constant K is negative. In this case, for each , taking and in (2.10), one reaches a similar contradiction.
Finally, if , by using to construct a supersolution of (2.9) similarly as in Lemma 2.3, and comparing this supersolution with the pulsating wave (U, V), one derives a similar contradiction. Therefore, the proof of is complete.
We are now ready to complete the
Proof of Proposition 1.2
We only show statement (i), since the proof for statement (ii) is analogous. Recall that (U, V)(t, x) is the pulsating wave of (2.1) in the direction e. Define
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It is easily checked that is an entire solution of the following system
2.12
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and that
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Namely, is a pulsating wave of system (2.12) connecting and in the direction e, and is the wave speed. Remember that (U, V)(t, x) is the pulsating wave of (2.1) in the same direction with speed c. Since and in [0, 1] for all , it follows directly from Lemma 2.4 that , and hence, . This ends the proof of Proposition 1.2.
Proofs of Theorems 1.3 and 1.5
This section is devoted to the proof of Theorems 1.3 and 1.5. Both rely on some qualitative properties of the traveling wave of the following homogeneous system
3.1
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where is a positive constant and is a function satisfying the assumptions of Theorem 1.3. It is well known (see e.g., [[8], [20], [26]]) that system (3.1) admits a traveling wave connecting and in the direction , and this wave is unique up to shifts and decreasing in . Moreover, as an easy consequence of Proposition 1.2, this wave is stationary, that is . Since system (3.1) is spatially homogeneous, it is clear that is a stationary wave in the opposite direction .
Notice that, under the assumption (1.8), is a subsolution of (2.1), and it is strict if one of the conditions (a)–(c) in Theorem 1.3 holds. We will show that this strict subsolution forces the propagation of (2.1) with positive speeds in both directions . As for the proof of Theorem 1.5, we will perturb the homogeneous system (3.1) by a non-symmetric L-periodic function in the u-component, and show that the resulting competition system admits a bistable structure in the sense that (H2) and (H3) are satisfied. The specifically designed perturbation function will make the speeds of pulsating waves in two opposition directions have different signs. It should be pointed out that, this perturbation idea is adapted from [[9]] which is concerned with the dependency of the wave speeds on directions for the scalar bistable equation (1.7).
Sufficient conditions for non-zero wave speed
In this subsection, we give the proof of Theorem 1.3. Since is decreasing in and , one checks that . Let be a positive constant given by
3.2
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Recall that is a nonnegative function satisfying (2.4). The following lemma is analogous to Lemma 2.3.
Lemma 3.1
There exist and such that for any , and each , the pair of functions defined by
3.3
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is a subsolution of (2.1), where is given by (3.2).
Proof
We first claim that there exist and such that for any , and each , is a subsolution of (3.1). Indeed, this claim follows from similar arguments to those used in the proof of Lemma 2.3, and the proof is even simpler here, since system (3.1) is spatially homogeneous. Hence, the periodic eigenfunctions of (1.3) and (2.2) are reduced to positive constants and the normalization condition (2.3) is reduced to and for . The only minor difference is that in Lemma 2.3, we assumed that the pulsating wave of (2.1) is not stationary and used the monotonicity of this wave with respect to time t, while in the spatially homogeneous case, the traveling wave of (3.1) is monotone in the spatial variable x even it is stationary (see [[20], [26]]). In order not to repeat the proof of Lemma 2.3, we omit the details of our claim.
Next, thanks to the assumption (1.8), according to Definition 2.1, it is straightforward to check that any subsolution of (3.1) is a subsolution of (2.1). In particular, is a subsolution of (2.1). This ends the proof of Lemma 3.1.
We are now ready to complete the
Proof of Theorem 1.3
Let be fixed. Due to the assumption (1.8), it follows directly from Proposition 1.2 that . Therefore, it suffices to show that c(e) is positive if one of the conditions (a)–(c) holds. Suppose to the contrary that , that is, system (2.1) admits a stationary pulsating wave (U, V)(x) connecting and in the direction e.
Let and be the constants provided by Lemma 3.1. Since is a stationary wave of (3.1) connecting and in the direction e, and since , it is clear that there exists such that
Graph
Let be the pair of functions defined as in (3.3) with . Since , it then follows directly from Lemmas 2.2 (i) and 3.1 that for any . Passing to the limit as , we obtain
Graph
Now, call
Graph
Since and are decreasing functions, it is clear that is a real number and . It is also easily seen that .
Thanks to (1.8), one checks that is a subsolution of (2.1). Then, letting (u, v)(t, x) be the solution of (2.1) with initial function , we obtain from Lemma 2.2 (i) that for any . Notice that, any of the conditions (a)–(c) implies that the subsolution is strict, and hence, for any , is not identically equal to . Furthermore, since , it follows from Lemma 2.2 (ii) that
Graph
Remember that (u, v)(t, x) and (U, V)(x) are two solutions of (2.1) with the initial data being ordered. By using Lemma 2.2 (i), we have for all . Combining the above, we obtain that
3.4
Graph
Denote , and take a large positive constant C such that
Graph
Thanks to (3.4) and the fact that and are decreasing, one finds a small constant such that
Graph
For , by the definition of and the monotonicity of and , one can check that . Therefore, since , it follows from the choice of that
Graph
By using Lemmas 2.2 and 3.1 again, we obtain that
Graph
where is the pair of functions defined as in (3.3) with replaced by . Since , sending to the limit as gives that
Graph
which is a contradiction with the definition of . Therefore, the pulsating wave (U, V) cannot be stationary, and consequently, . This ends the proof of Theorem 1.3.
As for the Lotka–Volterra system (1.2), it is clear that for any , is a strict subsolution provided that (1.9) is satisfied and that either or . Therefore, the above arguments immediately imply Corollary 1.4.
Distinct wave speeds in two opposite directions
Let us now turn to the proof of Theorem 1.5 by using some perturbation arguments on the system (3.1). We begin with the introduction of a perturbation function. Notice that we have assumed is a positive constant. Denote and let be a specific function given by for , where is a constant satisfying . Recall that for each , is the stationary traveling wave of (3.1) connecting and in the direction e. Fix a small constant and let
Graph
be a -function satisfying
Graph
and
3.5
Graph
For any small , we consider the following system
3.6
Graph
where
Graph
Clearly, is L-periodic in x, for , , and is not identically equal to . It is also easily checked that for all small , say , and each , is decreasing in and the kinetic problem
Graph
has a unique positive equilibrium. Namely, the assumption (H1) holds when . Furthermore, since is null on a neighborhood near and , and since and , for any , and are two linearly stable steady states of (3.6) in the space , that is, system (3.6) satisfies the assumption (H2).
Now, we prove the existence of pulsating waves of (3.6) connecting and when is small enough. By Theorem 1.1 (i), it suffices to show that for all small , system (3.6) admits a bistable structure, that is, any steady state is linearly unstable. Let be the linearized operator of (3.6) around defined on , that is,
Graph
where
3.7
Graph
Since the off-diagonal entries of are positive, it is then known from the Krein–Rutman theory that the linear problem
Graph
admits a principal eigenvalue which is a real number, and the corresponding eigenfunction is strongly positive and unique (up to multiplication); see e.g., [[34], Chapter 7, Theorem 6.1]. Denote by this principal eigenvalue. By Mora's theorem [[31]], is linearly unstable if .
Therefore, to obtain the pulsating waves, it suffices to show the following:
Lemma 3.2
There exists such that for any and any steady state , there holds .
Proof
Suppose to the contrary that there exist some sequences , and such that as , and that for each , the pairs of functions and satisfy
Graph
and
Graph
with . Since for each , the eigenfunction is unique up to multiplication, we normalize it by requiring .
Let be the matrix defined as (3.7) with and replaced by and , respectively. It is clear that each entry of is bounded uniformly in and . Let be two constant matrices given by
Graph
Clearly, and are, respectively, positive and negative matrices. Denote by the principal eigenvalues of in the space and let be the corresponding positive eigenvectors. Notice that for each , and are positive matrices. Then, we have and . It follows from the Krein–Rutman theory that , that is, the sequence is bounded. Thus, up to extraction of some subsequence, one finds some such that
Graph
By standard elliptic estimates, there exists such that, possibly up to a further subsequence, as in . By our choice of the function , it is clear that is an L-periodic steady state of (3.1), that is, satisfies
3.8
Graph
and . Proceeding similarly as above, we find a pair of nonnegative functions such that, up to extraction of a further subsequence, as in , and satisfies , and
3.9
Graph
where
Graph
Now, we consider all possible L-periodic solutions of (3.8). We first observe that if attains the minimum 0, then . Indeed, since , this observation follows directly from the elliptic strong maximum principle. Next, we show that if for some , then . As a matter of fact, by the equation of , we have . This means that attains the maximum 1 at the point . Applying the strong maximum principle to the equation of , we have . Consequently, satisfies in and . By the strong maximum principle again, there must hold . Therefore, either in or is a constant equal to 0 or 1. With the same reasoning, it follows that in or or . Moreover, it is easily seen that is the unique positive L-periodic solution of the equation in . Then, we can conclude that there are only three possibilities of L-periodic solutions of (3.8):
-
;
-
or ;
-
and is L-periodic.
We will derive a contradiction in each of these cases.
If Case (a) happens, it is easily seen from (3.9) that is an eigenvalue of the problem
3.10
Graph
in the space of L-periodic functions with nonnegative eigenfunctions and . Since , by the strong maximum principle (applied to (3.10)), at least one of and is positive. This means that is an eigenvalue of (3.10) with a positive eigenfunction. Then, the Krein–Rutman theorem implies that is the principal eigenvalue, and hence, . This is impossible, since while . Therefore, Case (a) is ruled out.
Suppose that Case (b) happens. Without loss of generality, we may assume that , as the other case can be treated identically. Since , is an asymptotic stable steady state of the parabolic system (3.1). This in particular implies that there exists such that the elliptic system (3.8) has no solutions in , where is the constant given in definition of , and denotes the ball in with radius and center . On the other hand, since as in , we have for all large n. Remember that for all , and hence, for all large n, is an L-periodic solution of (3.8). Combining the above, we obtain for all large n, which is impossible, since for each , . Therefore, Case (b) is ruled out, too.
Finally, assume that Case (c) occurs. In this case, the off-diagonal entries of A are positive. Since the functions and are nonnegative and , then the strong maximum principle for cooperation systems implies that . This means that is an eigenvalue of the linear problem
3.11
Graph
with a strongly positive eigenfunction. By the Krein–Rutman theorem, is the principal eigenvalue which is simple and has the greatest real part among all eigenvalues. If is a constant solution of (3.8), that is, , then A is a constant matrix with positive off-diagonal entries. Since , it is straightforward to check that the matrix A has a positive eigenvalue with a positive eigenvector in . Clearly, by the uniqueness of principal eigenvalue, is equal to this positive eigenvalue, which is a contradiction with . On the other hand, if is a non-constant L-periodic solution of (3.8), then we see from (3.8) that is a pair of sign-changing functions satisfying
Graph
that is, 0 is an eigenvalue of (3.11). Consequently, we have , which is a contradiction with again. Therefore, Case (c) is ruled out, and the proof of Lemma 3.2 is complete.
Now, we have prepared to complete the
Proof of Theorem 1.5
Let be the constant obtained in Lemma 3.2. It follows from Theorem 1.1 (i) that for any and any direction , system (3.6) admits a pulsating wave connecting and with speed c(e). Moreover, c(e) is the unique wave speed in the direction e. In what follows, let be fixed.
Remember that is a stationary traveling wave of (3.1) in the direction . Since , we have . It then follows that is also a stationary pulsating wave of (3.6) connecting and in the same direction. By the uniqueness of wave speeds, we immediately obtain .
On the other hand, in the direction , since the function is nonnegative, applying Proposition 1.2 to system (3.6), we have . It remains to show that . Because of (3.5), it is easily checked that for any , is a nonnegative and nonzero function, whence there holds . Notice that is an entire solution of (3.1). This implies that is a strict subsolution of (3.6). It further follows from Lemma 2.2 that
Graph
where (u, v)(t, x) is the solution of the Cauchy problem of (3.6) with initial data . The remaining proof is almost identical to that of Theorem 1.3; therefore, we omit the details. In conclusion, we obtain , and the proof of Theorem 1.5 is thus complete.
Proof of Theorem 1.6
Throughout this section, we fix and consider the stationary pulsating waves of (1.11) in this direction, since the case where can be treated identically. Recall that we assumed that , and , are constants. Due to the assumption (1.10), it is clear that and . For convenience, we denote
Graph
Since is fixed, even if it means rescaling the variables, we may assume that for simplicity. Therefore, is 1-periodic in x for . Moreover, without loss of generality, we assume that and such that (1.10) holds.
Similarly as in Sect. 2, by a change of variables, the competition system (1.11) is transformed into the following cooperation system
4.1
Graph
To prove Theorem 1.6, it amounts to show the existence and non-uniqueness of stationary pulsating waves connecting and for (4.1). The strategy of our proof is adapted from that of [[10], Theorem 1.7] which is concerned with the existence of a new type of wave solutions connecting two ordered stationary pulsating waves (in time) for the scalar bistable equation (1.7). Here, for simplicity, we only consider the existence of ordered stationary pulsating waves that are not identically equal up to any l-periodic shift. Based on our arguments below, one may further achieve that [[10], Theorem 1.7] remains valid for system (4.1).
Existence of stationary pulsating waves
In this subsection, we construct super and subsolutions of (4.1) by using some homogeneous traveling waves when l is large, and then show the existence of stationary pulsating waves. Let us first consider the following homogeneous system
4.2
Graph
Since and since (H1) holds, it follows from [[8], [20]] that system (4.2) admits a traveling wave such that in for , and , . The front is decreasing in x and unique up to shift in x. Furthermore, approaches the limiting states and exponentially fast (see e.g, [[26], [32]]). More precisely, denoting
4.3
Graph
we have
4.4
Graph
where , and . Since and , it is clear that , , , and . It is also known from [[20]] that the wave speed is unique. Regarding the sign of , we have the following lemma.
Lemma 4.1
The wave speed is negative.
Proof
Notice that if one assumes that in (0, 1), then the negativity of follows directly from Theorem 1.3. Yet, for the homogeneous equation (4.2), the weaker assumption in [0, 1] is sufficient to ensure the same result. Indeed, applying Proposition 1.2 to the homogeneous system (4.2), we immediately obtain . Therefore, it suffices to show . Assume by contradiction that . Define , and for . It is easily checked that for any , is a strict supersolution of (4.2). By the strong maximum principle (see Lemma 2.2), this strict supersolution forces the wave to propagate with a negative speed, which is a contradiction with . The rigorous details are similar to the proof of Theorem 1.3; therefore, we do not repeat them here.
Our supersolution of (4.1) is stated as follows:
Lemma 4.2
There exists such that for any , the pair of functions defined by
Graph
is a strict supersolution of (4.1).
Proof
According to Definition 2.1, to prove Lemma 4.2, we need to check that
Graph
for all large . Since is an entire solution of (4.2), it follows that
Graph
Notice that the coupled term disappears in the above two equalities. Then, thanks to (4.4) and the negativity of , proceeding similarly as in the proof of [[10], Lemma 4.1] for scalar equations, one can prove that and in for all large l. Here, we omit the details.
Next, we construct a subsolution of (4.1) in a similar way. Let be the unique (up to shifts) traveling wave of the homogeneous system
4.5
Graph
such that in for , and , . The front is decreasing in x, and approaches the limiting states and exponentially fast. Defining and similarly to and in (4.3) with replaced by , respectively, we have
4.6
Graph
where , and . Moreover, thanks to the assumption in [0, 1], by the proof of Lemma 4.1, we can conclude that the speed is positive.
The following lemma is analogous to Lemma 4.2.
Lemma 4.3
There exists such that for any , the pair of functions defined by
Graph
is a strict subsolution of (4.1).
Now, we have prepared to show the existence of stationary pulsating waves when l is large. In the sequel, for any , denote by the solution of the Cauchy problem of (4.1) with initial function .
Lemma 4.4
There exists such that for all , system (4.1) admits two stationary waves and such that
4.7
Graph
Furthermore, for , is strictly l-decreasing in the sense that in .
Proof
We first show that in when l is large. Remember that . This implies that , for , and , . It then follows from (4.4) and (4.6) that
Graph
This in particular implies that there exists such that for and . Furthermore, since and are both decreasing in , and since , one finds some such that for all , in for . This immediately gives in if .
Next, we show the existence of ordered stationary pulsating waves. Let be fixed. Since (resp. ) is a strict supersolution (resp. subsolution) of (4.1) and since in , it follows from Lemma 2.2 that
Graph
for all , and that (resp. ) is strictly decreasing (resp. increasing) in , that is, (resp. ) whenever . Then, by standard parabolic estimates, the functions
Graph
are two stationary solutions of (4.1), and they satisfy (4.7). Remember that and . This implies that and for . And hence, and are stationary pulsating waves of (4.1) connecting and .
Finally, since is strictly decreasing in , it follows that . Then, by Lemma 2.2 and the periodicity, we have
Graph
for all . Passing to the limit as gives in . Furthermore, since is a pulsating wave connecting and , cannot be identically equal to . It then follows from Lemma 2.2 (ii) that in . With the same arguments applied to , we can conclude that in . This ends the proof of Lemma 4.4.
Exponential decay of stationary pulsating waves
Notice that whether the stationary pulsating waves obtained in Lemma 4.4 are identically equal up to an l-periodic shift is unclear. To further show the non-uniqueness result, we need to establish some exponential bounds for the stationary pulsating waves when they approach the limiting states and , as stated below:
Lemma 4.5
Let be arbitrary and let be a stationary pulsating wave of (4.1) connecting and . Then for any small , there exists some constants such that
4.8
Graph
where
Graph
We remark that, based on the above lemma, one may further establish more accurate exponential decay rates (see e.g., [[13], [26], [32]] for spatially homogeneous competition systems). Since this is not needed in showing Theorem 1.6, we do not pursue it here.
Since is a stationary wave of (4.1), it satisfies
4.9
Graph
Notice that here we cannot obtain the exponential decay rate of by linearizing system (4.9) around or . In fact, the linearized operator only admits the weak maximum principle but not the strong one. This means that the dominant eigenvalue may not have a strictly positive eigenfunction in , and hence it seems difficult to use such an eigenvalue to estimate the exponential decay rates of and simultaneously. Here, we prove this lemma by constructing sub and supersolutions directly rather than using the complicated classification analysis based on the Floquet theory of periodic ordinary differential equations. We first give the estimate of by some linearization arguments on the equation of , and then estimate by constructing suitable sub and supersolutions for the equation of .
Proof
We only prove the first two estimates of (4.8), as we will sketch below, the proof of the other two is similar. Let be a fixed small constant such that . For clarity, we divide the proof into several steps. The proof of the first step follows the main lines of that of [[10], Lemma 4.4], and we outline it for completeness.
Step 1: There exist such that for .
Multiplying the equation of by , we obtain
Graph
Remember that and . It follows that for all large x, whence and for all large x. Moreover, by standard interior estimates and Harnack inequality for cooperative elliptic systems (see e.g., [[1], [7]]), the function is bounded in . Therefore, we have .
Let be a sequence such that and as . Write with , , and introduce
Graph
Since the function is bounded in , is bounded uniformly in x and locally uniformly in , and by the periodicity, it satisfies
Graph
Then, since , by standard elliptic estimates, up to extraction of some subsequence, there is a nonnegative function such that in . Clearly, satisfies in . Since , the strong maximum principle implies in . Furthermore, since is nonincreasing when x is large and since , it follows that for . Finally, noticing that as , we obtain .
Similarly as above, we can prove that , and hence, we have . As a consequence, there exists sufficiently large such that
Graph
Since in , this clearly implies the conclusion of Step 1.
Remember that and is a constant. For the above , we find a large constant such that
4.10
Graph
and that
4.11
Graph
where is the constant obtained in Step 1.
Step 2: There exists such that for .
Since in , it follows from the second inequality of (4.10) that
Graph
for all , whence by Step 1, . This means that is a strict subsolution of
4.12
Graph
On the other hand, define for , where is a large constant satisfying and
Graph
If , then . Since , it is straightforward to check that for any ,
Graph
If , then and . Remember that . One easily checks that
Graph
for all . Namely, in both cases, is a supersolution of (4.12). Since and , by the elliptic maximum principle, we obtain that for all . This completes the proof of Step 2.
Step 3: There exists such that for .
By the first inequality of (4.10) and Step 1, we have
Graph
for all , that is, is a supersolution of
4.13
Graph
Let for , where is a small constant satisfying and
Graph
If , then . It follows from (4.11) that
Graph
for all . On the other hand, if , then and . By (4.11) again, we have
Graph
for all . Therefore, is a subsolution of (4.13). It then follows from the elliptic maximum principle that for all . This ends the proof of Step 3.
Finally, since for , one finds some constants and such that the first two estimates of (4.8) hold true. Notice that the pair of functions satisfies
Graph
Proceeding similarly as above, and making some adjustment to the constants and if necessary, we have and for . This immediately gives the last two estimates of (4.8). The proof of Lemma 4.5 is thus complete.
Non-uniqueness of stationary pulsating waves
Now, to prove Theorem 1.6, it suffices to show the following
Theorem 4.6
Let be the constant provided by Lemma 4.4. For any , system (4.1) admits two ordered stationary pulsating waves connecting and that are not identically equal up to any l-periodic shift.
Proof
Let be fixed. Recall that for any , denotes the solution of the Cauchy problem of (4.1) with initial function . In Lemma 4.4, we have obtained two stationary pulsating waves , satisfying (4.7) and
4.14
Graph
where denotes the usual -norm in .
If there is no such that in , then it is clear that and are the desired stationary pulsating waves, that is, is not identically equal to up to any l-periodic shift. Hence, nothing is left to prove in this case.
Suppose, on the other hand, that there is such that in . Then, since in by Lemma 4.4, the integer
Graph
is well-defined and . Denote and
Graph
Now, we show that is a stable (from above) stationary solution of (4.1) in I in the sense there exists such that
4.15
Graph
where denotes the ball in with center and radius , that is, . Indeed, since , we have , for , and , . Remember that is a stationary pulsating wave of (4.1). It then follows from (4.4) and Lemma 4.5 that
Graph
Therefore, there exists such that and for . On the other hand, by continuity and the inequalities and , one finds some small such that and for . Combining the above, we obtain that for any , there holds in . It then follows from Lemma 2.2 that in for any . This together with the first convergence of (4.14) yields the stability of .
Similarly, since , we have , for , and , ; and hence, by the arguments used above, we find some such that in for all . Then, by Lemma 2.2 and the periodicity, we get in for any . Therefore, by the second convergence of (4.14), we obtain
4.16
Graph
namely, is a stable (from below) stationary solution of (4.1) in I.
We are now ready to complete the proof by applying the Dancer-Hess connecting orbit theorem (see e.g., [[25]]). For any , define for . Clearly, is a continuous semiflow on I, and thanks to Lemma 2.2, it is strongly order-preserving in the sense that in for every whenever in . Furthermore, by standard estimates of parabolic systems and the fact that and , one easily checks that for any , the set is relatively compact in with respect to the -norm. Moreover, in view of (4.15) and (4.16), (resp. ) is stable from above (resp. from below) in I for . As a consequence of the connecting orbit theorem, the semiflow admits an equilibrium such that . Clearly, is a stationary pulsating wave of (4.1) connecting and .
Finally, we observe that is not identically equal to up to any l-periodic shift. Otherwise, since , one would find some integer such that in , whence due to , there would hold in ; this last property would contradict the definition of . The proof of Theorem 4.6 is thus complete.
Acknowledgements
The authors would like to thank the anonymous referees for careful reading and valuable comments. Weiwei Ding was partly supported by the National Natural Science Foundation of China (12001206) and the Basic and Applied Basic Research Foundation of Guangdong Province (2019A1515110506). Xing Liang was partially supported by the National Natural Science Foundation of China (11971454).
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By Weiwei Ding and Xing Liang
Reported by Author; Author